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  • RIA Model - What You Need to Know

RIA Model - What You Need to Know

  • 04/14/2021
  • 12:00 PM - 1:00 PM
  • virtual

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RIA Model - What You Need to Know

This presentation is for anyone that might at some point consider transitioning their practice to the Registered Investment Advisor (RIA) model, and wants to learn more about how the model works.  Topics covered include:

1)  Why advisors make the move to the RIA model;

2)  How a transition to the model occurs; 

3)  Common misconceptions about the model; 

4)  Q&A

Presented by:

Brad Wales

Transition to RIA

Brad Wales is the founder of Transition To RIA, a consulting firm uniquely focused on helping established financial advisors understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad utilizes his nearly 20 years of industry experience, including direct RIA related roles in compliance, finance and business development to provide independent advice regarding how advisors can benefit from the advantages of the RIA model.

  • No charge for FPA Members and Partners (must log in to register)
  • Non-members are welcome ($25 for first meeting, $50 for subsequent)

 

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